Scott Montes Email & Phone Number

Scott Montes Work

Chief Operating Officer and Chief Compliance Officer

@ Cloud Financial Inc.

Branch Office Supervisor

@ Keel Point

Senior Compliance Officer and Branch Examiner

@ ProEquities, Inc.

Scott Montes Education

1991 - 1996 Bachelor of Science (B.S.) in Operations Management

Auburn University

Scott Montes Skills

SupervisionTrainingAuditCompliance SupervisionnChief Compliance OfficerRetail Branch OperationsAnalytical SkillsBusiness Relationship ManagementStrategic PlanningCompliance MonitoringCreative Problem SolvingCustomer ExperienceCompliance TrainingLeadershipBusiness DevelopmentFinancial ServicesAuditingMicrosoft OfficeMicrosoft ExcelRegulatory ComplianceSecurities RegulationSecuritiesCustomer ServiceSurveillanceRisk ManagementRisk AssessmentSeries 24Hold Series 7Series 53U.S. Securities and Exchange Commission (SEC)FINRAOnboardingSupervisory SkillsOperational EfficiencyBroker-DealerOperations ManagementStrategic VisionaryRegulatory RequirementsRegulatory ReportingBankingFixed IncomeInsurancePortfolio ManagementInvestmentsU.S. Securities And Exchange Commission SecComplianceOutlookAMLInterpersonal Communication AbilitiesBroker DealerResearchSeries 65Series 7u.s. Securities and Exchange Commission

Scott Montes Contact Information

Work email ●●●●●●●●@company.com Unlock

Personal email ●●●●●●●●@gmail.com Unlock

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What company does Scott Montes work for?

Scott Montes currently works at Cloud Financial Inc..

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Where is Scott Montes located?

Scott Montes is based in or around Huntsville, AL, US.

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Scott Montes