Chief Operating Officer and Chief Compliance Officer
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Scott Montes
Scott Montes - Chief Operating Officer and Chief Compliance Officer at Cloud Investments, LLC
Scott Montes Work
Branch Office Supervisor
Senior Compliance Officer and Branch Examiner
Scott Montes Education
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1991 - 1996 Bachelor of Science (B.S.) in Operations ManagementAuburn University
Scott Montes Skills
SupervisionTrainingAuditCompliance SupervisionnChief Compliance OfficerRetail Branch OperationsAnalytical SkillsBusiness Relationship ManagementStrategic PlanningCompliance MonitoringCreative Problem SolvingCustomer ExperienceCompliance TrainingLeadershipBusiness DevelopmentFinancial ServicesAuditingMicrosoft OfficeMicrosoft ExcelRegulatory ComplianceSecurities RegulationSecuritiesCustomer ServiceSurveillanceRisk ManagementRisk AssessmentSeries 24Hold Series 7Series 53U.S. Securities and Exchange Commission (SEC)FINRAOnboardingSupervisory SkillsOperational EfficiencyBroker-DealerOperations ManagementStrategic VisionaryRegulatory RequirementsRegulatory ReportingBankingFixed IncomeInsurancePortfolio ManagementInvestmentsU.S. Securities And Exchange Commission SecComplianceOutlookAMLInterpersonal Communication AbilitiesBroker DealerResearchSeries 65Series 7u.s. Securities and Exchange Commission
Scott Montes Contact Information
Work email
●●●●●●●●@company.com
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Personal email
●●●●●●●●@gmail.com
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Phone
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What company does Scott Montes work for?
Scott Montes currently works at Cloud Financial Inc..
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Where is Scott Montes located?
Scott Montes is based in or around Huntsville, AL, US.
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