Jason Rives

Jason Rives Work

Chief Compliance Officer-Figure Markets

@ Figure Markets

Chief Compliance Officer - Marketplace

@ Figure

A

FVP, Chief Compliance Officer

@ Axos Securities

Jason Rives Education

1993 - 1994 None in Mathematics

University of Kentucky
Bearden High School

Jason Rives Skills

Internal ComplianceCompliance OversightResearch SkillsLegal ComplianceSeries 7Financial ServicesInvestment AdvisoryInvestmentsSecuritiesFixed AnnuitiesAlternative InvestmentsInsuranceEquitiesFinancial AdvisoryAsset ManagementPortfolio ManagementFinanceWealth Management401kRisk ManagementSeries 63Investment ManagementRetirementAsset AllocationInvestment BankingAMLFixed IncomeBondsOptionsRetirement PlanningStrategic Financial PlanningCapital MarketsLegal WritingMicrosoft OfficeManagementCustomer ServiceOutstanding people skillsTransition ManagementLeadershipSeries 24FINRAETFsInvestment BrokerageVariable AnnuitiesExpert relationship builderSeries 65Series 4MarginFederal & State Regulatory ComplianceU.S. Securities and Exchange Commission (SEC)Regulatory ComplianceTenant RepresentationCompliance ManagementBrand Developmentu.s. Securities and Exchange CommissionFederal and State Regulatory Compliance

Jason Rives Contact Information

Work email●●●●●●●●@company.com

Personal email●●●●●●●●@gmail.com

Phone+● ●●● ●●● ●●●●

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What company does Jason Rives work for?

Jason Rives currently works at Figure Markets.

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Where is Jason Rives located?

Jason Rives is based in or around Las Vegas, NV, US.

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