David Chung

David Chung Work

Chief Marketing Principal

@ UBS

Global Head of Marketing Compliance Practices

@ AllianceBernstein

Senior Marketing Compliance Officer, Regulatory Distribution Compliance, Compliance Group

@ PIMCO

David Chung Education

2003 - 2005 MA in International Relations

Salve Regina University
1997 - 1999 MBA in Marketing Management

Manhattan University
1993 - 1995 BA in Interdisciplinary Liberal Arts Studies

The City College of New York

David Chung Skills

FINRAMutual FundsSecuritiesInvestmentsInvestment AdvisoryInvestment ManagementFinancial ServicesFinancial MarketsProject ManagementAlternative InvestmentsHedge FundsInvestment StrategiesWealth ManagementSecurities RegulationDerivativesRegulatory RequirementsRegulatory AffairsSocial MediaPrivate EquityEmployee TrainingProblem SolvingInterpersonal SkillsPresentation SkillsCreative Problem SolvingMarketing ComplianceSeries 24Global Regulatory ComplianceCompliance TrainingRegulatory GuidelinesRegulatory AnalysisCode of EthicsRegulatory PolicyBroker-Dealer CompliancePrivate PlacementsInvestment Advisers ActGIPS ComplianceE.U. Markets in Financial Instruments Directive (MiFID)ComplianceSales Practices ComplianceSocial Media ComplianceGifts and Entertainment CompliancePersonal Trading ComplianceWritten Supervisory ProceduresAnnual Compliance TestingSales Literature ReviewRegulation BIBusiness CommunicationsRelationship-builder with Unsurpassed Interpersonal SkillsLegal ComplianceETFsBankingFixed IncomeTradingEquitiesRegulatory DocumentationPolicy AnalysisAMLAnti Money LaunderingSeries 7Broker Dealer Compliancee.u. Markets in Financial Instruments Directive Mifide.u. Markets in Financial Instruments Directive

David Chung Contact Information

Work email●●●●●●●●@company.com

Personal email●●●●●●●●@gmail.com

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What company does David Chung work for?

David Chung currently works at UBS.

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Where is David Chung located?

David Chung is based in or around New York, NY, US.

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